-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, JOca36J6GQ3LKIWsC9aDYmNm1gx7JIBof1HHB3A5BFPGNJt1CLHJOjkHP7FAi1DM dEK2IB/81LIAdWeidtX3BA== 0001104659-10-003175.txt : 20100127 0001104659-10-003175.hdr.sgml : 20100127 20100127101643 ACCESSION NUMBER: 0001104659-10-003175 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20100127 DATE AS OF CHANGE: 20100127 GROUP MEMBERS: CEA CAPITAL PARTNERS USA CI, L.P. GROUP MEMBERS: SEAPORT CAPITAL PARTNERS II, L.P. GROUP MEMBERS: SEAPORT INVESTMENTS, LLC SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: Switch & Data Facilities Company, Inc. CENTRAL INDEX KEY: 0001371011 STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE COMMUNICATIONS (NO RADIO TELEPHONE) [4813] IRS NUMBER: 593641081 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-83517 FILM NUMBER: 10549341 BUSINESS ADDRESS: STREET 1: 1715 NORTH WESTSHORE BOULEVARD STREET 2: SUITE 650 CITY: TAMPA STATE: FL ZIP: 33607 BUSINESS PHONE: 813-207-7700 MAIL ADDRESS: STREET 1: 1715 NORTH WESTSHORE BOULEVARD STREET 2: SUITE 650 CITY: TAMPA STATE: FL ZIP: 33607 FORMER COMPANY: FORMER CONFORMED NAME: Switch & Data, Inc. DATE OF NAME CHANGE: 20060801 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: CEA CAPITAL PARTNERS USA L P CENTRAL INDEX KEY: 0001033922 IRS NUMBER: 593391316 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: C/O SEAPORT CAPITAL PARTNERS STREET 2: 199 WATER STREET CITY: NEW YORK STATE: NY ZIP: 10038 BUSINESS PHONE: 2124251400 MAIL ADDRESS: STREET 1: C/O SEAPORT CAPITAL PARTNERS STREET 2: 199 WATER STREET CITY: NEW YORK STATE: NY ZIP: 10038 SC 13G/A 1 a10-2128_1sc13ga.htm SC 13G/A

 

 

UNITED STATES

 

 

SECURITIES AND EXCHANGE COMMISSION

 

 

Washington, D.C. 20549

 

 

 

 

SCHEDULE 13G

 

Under the Securities Exchange Act of 1934
(Amendment No. 1)*

 

Switch & Data Facilities Company, Inc.

(Name of Issuer)

Common Stock, $0.001 par value

(Title of Class of Securities)

871043105

(CUSIP Number)

December 31, 2009

(Date of Event Which Requires Filing of this Statement)

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

o

Rule 13d-1(b)

o

Rule 13d-1(c)

x

Rule 13d-1(d)

 


*The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

 

The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 



 

CUSIP No. 871043105

 

 

1.

Names of Reporting Persons
CEA Capital Partners USA, L.P.

 

 

2.

Check the Appropriate Box if a Member of a Group (See Instructions)

 

 

(a)

o

 

 

(b)

x

 

 

3.

SEC Use Only

 

 

4.

Citizenship or Place of Organization
Delaware

 

 

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With

5.

Sole Voting Power
1,646,744

 

6.

Shared Voting Power
0

 

7.

Sole Dispositive Power
1,646,744

 

8.

Shared Dispositive Power
0

 

 

9.

Aggregate Amount Beneficially Owned by Each Reporting Person
1,646,744

 

 

10.

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)  o

 

 

11.

Percent of Class Represented by Amount in Row (9)
4.76%

 

 

12.

Type of Reporting Person (See Instructions)
PN

 

2



 

CUSIP No. 871043105

 

 

1.

Names of Reporting Persons
CEA Capital Partners USA CI, L.P.

 

 

2.

Check the Appropriate Box if a Member of a Group (See Instructions)

 

 

(a)

o

 

 

(b)

x

 

 

3.

SEC Use Only

 

 

4.

Citizenship or Place of Organization
Cayman Islands

 

 

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With

5.

Sole Voting Power
508,007

 

6.

Shared Voting Power
0

 

7.

Sole Dispositive Power
508,007

 

8.

Shared Dispositive Power
0

 

 

9.

Aggregate Amount Beneficially Owned by Each Reporting Person
508,007

 

 

10.

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)  o

 

 

11.

Percent of Class Represented by Amount in Row (9)
1.47%

 

 

12.

Type of Reporting Person (See Instructions)
PN

 

3



 

CUSIP No. 871043105

 

 

1.

Names of Reporting Persons
Seaport Capital Partners II, L.P.

 

 

2.

Check the Appropriate Box if a Member of a Group (See Instructions)

 

 

(a)

o

 

 

(b)

x

 

 

3.

SEC Use Only

 

 

4.

Citizenship or Place of Organization
Delaware

 

 

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With

5.

Sole Voting Power
3,218,628

 

6.

Shared Voting Power
0

 

7.

Sole Dispositive Power
3,218,628

 

8.

Shared Dispositive Power
0

 

 

9.

Aggregate Amount Beneficially Owned by Each Reporting Person
3,218,628

 

 

10.

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)  o

 

 

11.

Percent of Class Represented by Amount in Row (9)
9.31%

 

 

12.

Type of Reporting Person (See Instructions)
PN

 

4



 

CUSIP No. 871043105

 

 

1.

Names of Reporting Persons
Seaport Investments, LLC

 

 

2.

Check the Appropriate Box if a Member of a Group (See Instructions)

 

 

(a)

o

 

 

(b)

x

 

 

3.

SEC Use Only

 

 

4.

Citizenship or Place of Organization
Delaware

 

 

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With

5.

Sole Voting Power
68,232

 

6.

Shared Voting Power
0

 

7.

Sole Dispositive Power
68,232

 

8.

Shared Dispositive Power
0

 

 

9.

Aggregate Amount Beneficially Owned by Each Reporting Person
68,232

 

 

10.

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)  o

 

 

11.

Percent of Class Represented by Amount in Row (9)
0.19%

 

 

12.

Type of Reporting Person (See Instructions)
PN

 

5



 

CUSIP No. 871043105

 

Item 1.

 

(a)

Name of Issuer

 

(b)

Address of Issuer’s Principal Executive Offices
Switch & Data Facilities Company, Inc.

1715 Westshore Boulevard, Suite 650

Tampa, FL 33607

 

Item 2.

 

(a)

Name of Person Filing

 

(b)

Address of Principal Business Office or, if none, Residence

 

(c)

Citizenship
CEA Capital Partners USA, L.P.

c/o Seaport Capital, LLC

199 Water Street, 20th Floor

New York, New York 10038

(Delaware)

 

CEA Capital Partners USA CI, L.P.

c/o Seaport Capital, LLC

199 Water Street, 20th Floor

New York, New York 10038

(Cayman Islands)

 

Seaport Capital Partners II, L.P.

c/o Seaport Capital, LLC

199 Water Street, 20th Floor

New York, New York 10038

(Delaware)

 

Seaport Investments, LLC

c/o Seaport Capital, LLC

199 Water Street, 20th Floor

New York, New York 10038

(Delaware)

 

(d)

Title of Class of Securities
Common Stock, par value $0.001 per share.

 

(e)

CUSIP Number
871043105

 

Item 3.

If this statement is filed pursuant to §§240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:

 

(a)

o

Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o).

 

(b)

o

Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c).

 

(c)

o

Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c).

 

(d)

o

Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8).

 

(e)

o

An investment adviser in accordance with §240.13d-1(b)(1)(ii)(E);

 

(f)

o

An employee benefit plan or endowment fund in accordance with §240.13d-1(b)(1)(ii)(F);

 

(g)

o

A parent holding company or control person in accordance with §240.13d-1(b)(1)(ii)(G);

 

(h)

o

A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);

 

(i)

o

A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);

 

(j)

o

Group, in accordance with §240.13d-1(b)(1)(ii)(J).

 

 

Not Applicable.

 

6



 

CUSIP No. 871043105

 

Item 4.

Ownership

Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1.

CEA Capital Partners USA, L.P.

 

(a)

Amount beneficially owned:   

1,646,744

 

(b)

Percent of class:   

4.76% of Switch & Data Facilities Company, Inc.’s common stock, par value $0.001.

 

(c)

Number of shares as to which the person has:

 

 

 

(i)

Sole power to vote or to direct the vote   

1,646,744

 

 

(ii)

Shared power to vote or to direct the vote    

0

 

 

(iii)

Sole power to dispose or to direct the disposition of   

1,646,744

 

 

(iv)

Shared power to dispose or to direct the disposition of   

0

 

CEA Capital Partners USA CI, L.P.

 

(a)

Amount beneficially owned:   

508,007

 

(b)

Percent of class:   

1.47% of Switch & Data Facilities Company, Inc.’s common stock, par value $0.001.

 

(c)

Number of shares as to which the person has:

 

 

 

(i)

Sole power to vote or to direct the vote   

508,007

 

 

(ii)

Shared power to vote or to direct the vote    

0

 

 

(iii)

Sole power to dispose or to direct the disposition of   

508,007

 

 

(iv)

Shared power to dispose or to direct the disposition of   

0

 

 

Seaport Capital Partners II, L.P.

 

(a)

Amount beneficially owned:   

3,218,628

 

(b)

Percent of class:   

9.31% of Switch & Data Facilities Company, Inc.’s common stock, par value $0.001.

 

(c)

Number of shares as to which the person has:

 

 

 

(i)

Sole power to vote or to direct the vote    

3,218,628

 

 

(ii)

Shared power to vote or to direct the vote    

0

 

 

(iii)

Sole power to dispose or to direct the disposition of   

3,218,628

 

 

(iv)

Shared power to dispose or to direct the disposition of   

0

 

Seaport Investments, LLC

 

(a)

Amount beneficially owned:   

68,232

 

(b)

Percent of class:   

0.19% of Switch & Data Facilities Company, Inc.’s common stock, par value $0.001.

 

(c)

Number of shares as to which the person has:

 

 

 

(i)

Sole power to vote or to direct the vote   

68,232

 

 

(ii)

Shared power to vote or to direct the vote    

0

 

 

(iii)

Sole power to dispose or to direct the disposition of   

68,232

 

 

(iv)

Shared power to dispose or to direct the disposition of   

0

 

 

Item 5.

Ownership of Five Percent or Less of a Class

If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following   o.

 

Not applicable.

 

 

Item 6.

Ownership of More than Five Percent on Behalf of Another Person

 

Not applicable.

 

Item 7.

Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control Person

 

Not applicable.

 

Item 8.

Identification and Classification of Members of the Group

 

                Seaport Capital Partners II, L.P., CEA Capital Partners USA, L.P., CEA Capital Partners USA CI, L.P. and Seaport Investments, LLC (the “CEA” funds) may be deemed to be a separate group.  The CEA funds, however, are of the view that they are not acting as a group for purposes of Section 13(d) under the Act and that that are not otherwise required to attribute to each other beneficial ownership of securities held by either of them.

 

Item 9.

Notice of Dissolution of Group

 

Not applicable.

 

Item 10.

Certification

 

Not applicable.

 

7



 

CUSIP No. 871043105

 

Signature

 

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

Date:  January 27, 2010

 

 

 

CEA CAPITAL PARTNERS USA, L.P.

 

 

 

 

By:

Seaport Capital, LLC

 

 

its authorized representative

 

 

 

 

By:

/s/ Howard M. Kaufman

 

Name: Howard M. Kaufman

 

Title: Chief Financial Officer

 

 

 

 

CEA CAPITAL PARTNERS USA CI, L.P.

 

 

 

 

By:

Seaport Capital, LLC

 

 

its authorized representative

 

 

 

 

By:

/s/ Howard M. Kaufman

 

Name: Howard M. Kaufman

 

Title: Chief Financial Officer

 

 

 

SEAPORT CAPITAL PARTNERS II, L.P.

 

 

 

By:

Seaport Capital, LLC

 

 

its authorized representative

 

 

 

 

By:

/s/ Howard M. Kaufman

 

Name: Howard M. Kaufman

 

Title: Chief Financial Officer

 

 

 

SEAPORT INVESTMENTS, LLC

 

 

 

By:

Seaport Capital, LLC

 

 

its authorized representative

 

 

 

 

By:

/s/ Howard M. Kaufman

 

Name: Howard M. Kaufman

 

Title: Chief Financial Officer

 

8


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